SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)
Illumina, Inc.
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(Name of Issuer)
COMMON STOCK, $.01 par value per share
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(Title of Class of Securities)
452327109
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(CUSIP Number)
December 31, 2001
-----------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
Page 1 of 10 Pages
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CUSIP No. 452327109 13G Page 2 of 10 Pages
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
TGI Fund II, LC I.R.S. Identification No.: 54-1888920
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
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5. SOLE VOTING POWER
NUMBER OF 0
SHARES --------- ---------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 914,055
EACH REPORTING --------- ---------------------------------------------
PERSON WITH 7. SOLE DISPOSITIVE POWER
0
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8. SHARED DISPOSITIVE POWER
914,055
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
914,055
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.8%
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12. TYPE OF REPORTING PERSON
00
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CUSIP No. 452327109 13G Page 3 of 10 Pages
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Tredegar Investments, Inc I.R.S. Identification No.: 54-1561097
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
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5. SOLE VOTING POWER
NUMBER OF 0
SHARES --------- ---------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 914,055 shares all of which are directly
EACH REPORTING held by TGI Fund II, LC ("TGI"). Tredegar
PERSON WITH Investments, Inc. ("Tredegar Investments") is
the sole manager of TGI.
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7. SOLE DISPOSITIVE POWER
0
--------- ---------------------------------------------
8. SHARED DISPOSITIVE POWER
914,055 shares all of which are directly
held by TGI. Tredegar Investments is the
sole manager of TGI.
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
914,055
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.8%
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12. TYPE OF REPORTING PERSON
CO
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CUSIP No. 452327109 13G Page 4 of 10 Pages
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Tredegar Corporation I.R.S. Identification No.: 54-1497771
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Virginia
- ---------- ---------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES --------- ---------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 914,055 shares all of which are directly
EACH REPORTING held by TGI. Tredegar Investments is the
PERSON WITH sole manager of TGI and Tredegar Corporation
holds 100% of the capital stock of Tredegar
Investments
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7. SOLE DISPOSITIVE POWER
0
--------- ---------------------------------------------
8. SHARED DISPOSITIVE POWER
914,055 shares all of which are directly
held by TGI. Tredegar Investments is the
sole manager of TGI and Tredegar Corporation
holds 100% of the capital stock of Tredegar
Investments
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
914,055
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.8%
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12. TYPE OF REPORTING PERSON
CO
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Item 1(a). Name of Issuer:
Illumina, Inc., a California corporation.
Item 1(b). Address of Issuer's Principal Executive Offices:
9390 Towne Centre Drive, Suite 200, San Diego, California 92121
Item 2(a). Name of Persons Filing:
This Amendment No. 1 is being filed by TGI Fund II, LC, a Virginia
limited liability company ("TGI"), Tredegar Investments, Inc., a Virginia
corporation and the sole manager of TGI ("Tredegar Investments"), and Tredegar
Corporation, a Virginia corporation and the holder of 100% of the capital stock
of Tredegar Investments ("Tredegar" and together with TGI and Tredegar
Investments, the "Reporting Persons"). Attached hereto as Exhibit 1 is a copy of
the Joint Filing Agreement, dated as of February 14, 2002, by and among the
Reporting Persons, pursuant to which the Reporting Persons have agreed that this
Amendment No. 1 is a joint filing on behalf of each of TGI, Tredegar Investments
and Tredegar.
Item 2(b). Address of Principal Business Office or, if None, Residence:
The address of TGI's, Tredegar Investments' and Tredegar's principal
business office is 1100 Boulders Parkway, Richmond, Virginia 23225.
Item 2(c). Citizenship:
TGI is a Virginia limited liability company.
Tredegar Investments is a Virginia corporation.
Tredegar is a Virginia corporation.
Item 2(d). Title of Class of Securities:
Common stock, $.001 par value per share.
Item 2(e). CUSIP Number:
452327109.
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or
13d-2(b) or (c), Check Whether the Person Filing is a:
(a) |_| Broker or dealer registered under Section 15 of the
Exchange Act.
(b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) |_| Insurance company as defined in Section 3(a)(19) of the
Exchange Act.
Page 5 of 10 Pages
(d) |_| Investment company registered under Section 8 of the
Investment Company Act.
(e) |_| An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E).
(f) |_| An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F).
(g) |_| A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G).
(h) |_| A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act.
(i) |_| A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the
Investment Company Act.
(j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4. Ownership.
(a) Amount beneficially owned: See Item 9 of Cover Pages.
(b) Percent of class: See Item 11 of Cover Pages.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: See Item 5
of Cover Pages.
(ii) Shared power to vote or to direct the vote: See Item
6 of Cover Pages.
(iii) Sole power to dispose or to direct the disposition
of: See Item 7 of Cover Pages.
(iv) Shared power to dispose or to direct the disposition
of: See Item 8 of Cover Pages.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the Reporting Persons have ceased to be the beneficial owner of more than
five percent of the class of securities, check the following: [ X ]
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable.
Page 6 of 10 pages
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent
Holding Company:
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certifications.
Not applicable.
Page 7 of 10 Page
SIGNATURE
After reasonable inquiry and to the best of her or its knowledge and
belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: February 14, 2002 TGI FUND II, LC
By: Tredegar Investments, Inc.
Manager
By: /s/ Nancy M. Taylor
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Nancy M. Taylor
Vice President and Secretary
Date: February 14, 2002 TREDEGAR INVESTMENTS, INC.
By: /s/ Nancy M. Taylor
----------------------------
Nancy M. Taylor
Vice President and Secretary
Date: February 14, 2002 TREDEGAR CORPORATION
By: /s/ Nancy M. Taylor
----------------------------
Nancy M. Taylor
Vice President,
Administration and Corporate
Development, and Secretary
Page 8 of 10 Pages
EXHIBIT INDEX
Exhibit Number Exhibit Description
Exhibit 1 Joint Filing Agreement.
Page 9 of 10 Pages
Exhibit 1
JOINT FILING AGREEMENT
WHEREAS, in accordance with Rule 13d-1(k) promulgated under the
Securities and Exchange Act of 1934, as amended (the "Act"), only one joint
statement and any amendments thereto need to be filed whenever one or more
persons are required to file such a statement or any amendments thereto pursuant
to Section 13(d) of the Act with respect to the same securities, provided that
said persons agree in writing that such statement or amendments thereto are
filed on behalf to each of them:
NOW, THEREFORE, the parties hereto agree as follows:
TGI FUND II, LC, TREDEGAR INVESTMENTS, INC. and TREDEGAR CORPORATION
hereby agree, in accordance with 13d-1(k) under the Act, to file a statement on
Schedule 13G (including amendments thereto) relating to their ownership of
Common Stock of Illumina, Inc. and do hereby further agree that said statement
on Schedule 13G (including amendments thereto) shall be filed on behalf of each
of them and that the Joint Filing Agreement be included as an Exhibit to such
joint filing on Schedule 13G.
Date: February 14, 2002 TGI FUND II, LC
By: Tredegar Investments, Inc.
Manager
By: /s/ Nancy M. Taylor
----------------------------
Nancy M. Taylor
Vice President and Secretary
Date: February 14, 2002 TREDEGAR INVESTMENTS, INC.
By: /s/ Nancy M. Taylor
----------------------------
Nancy M. Taylor
Vice President and Secretary
Date: February 14, 2002 TREDEGAR CORPORATION
By: /s/ Nancy M. Taylor
----------------------------
Nancy M. Taylor
Vice President,
Administration and Corporate
Development, and Secretary
Page 10 of 10 Pages